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Showing 1961–1970 of 63920 articles for “Art. 1° et 2°”
…o the Autorité des marchés financiers in accordance with rules laid down by decree in the Conseil d'Etat.Unless the Autorité des marchés financiers has reason to doubt the adequacy of the administrati…
Without prejudice to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the inve…
Class 1 bis investment firms are subject to the provisions of articles L. 511-41 to L. 511-50-1, with the exception of I of article L. 511-45, and are not subject to the provisions of article L. 533-4…
…tfolio management companies shall make available to their subscribers and to the public a document setting out their policy on the inclusion in their investment strategy of environmental, social and g…
…ated parties are appropriately documented and made available to the Autorité de contrôle prudentiel et de résolution upon request. For the purposes of the previous paragraph, a related party may be :…
…any informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficient range of financial instruments available on the market, which must be s…
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
Investment services providers offering, recommending or marketing financial instruments: 1° Ensure that they understand the characteristics of these financial instruments and assess their compatibilit…
Digital asset services include the following services: 1° The service of holding digital assets on behalf of third parties or access to digital assets, where applicable in the form of private cryptogr…
…ip may be provided for by a contract under which several successive operations will be carried out between the contracting parties or which creates ongoing obligations for them. A business relationshi…
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