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Showing 1111–1120 of 14710 articles for “Art. 150 U et seq.”
All direct marketers are prohibited from receiving cash, negotiable instruments, digital assets, bearer securities or cheques or any payment by any other means from the persons they canvass, subject t…
Before making an offer relating to financial instruments, digital assets, a service on digital assets, an investment service or a related service, direct marketers shall enquire about the financial si…
I. - The operator of a trading venue shall put in place effective systems, procedures and mechanisms to ensure that its trading systems are resilient, have sufficient capacity to handle high volumes o…
…e transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market participants and their use of the contracts being traded. T…
Recognition as a regulated market for financial instruments is decided by order of the Minister for the Economy on a proposal from the Autorité des marchés financiers. The Autorité des marchés financi…
I.- Market undertakings of significant importance due to their size and internal organisation, as well as the nature, scale and complexity of their activities, shall set up an appointments committee c…
The operator of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial…
…manager of a trading platform does not commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the fac…
I. - The operator of a trading venue shall enter into written contracts with all investment service providers other than portfolio management companies that apply a market-making strategy, within the…
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
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