Article L533-29-1
…and any significant impact on own funds; 2° The significant causes and effects of risks to the market and any significant impact on own funds; 3° The significant causes and effects of risks to the in…
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Showing 1651–1660 of 14416 articles for “Art. 6e et 5e ch.”
…and any significant impact on own funds; 2° The significant causes and effects of risks to the market and any significant impact on own funds; 3° The significant causes and effects of risks to the in…
The board of directors, the supervisory board or any other body exercising equivalent supervisory functions and the persons referred to in Article L. 532-2(4) must devote sufficient time to carrying o…
An investment service provider other than an asset management company who receives an instruction to perform investment or related services on behalf of a client from another investment service provid…
…executed.II - Where a client places a limit order for shares admitted to trading on a regulated market or traded on a trading venue that is not immediately executed under the conditions prevailing on…
…s L. 1226-15, L. 1234-9, L. 1235-3, L. 1235-3-1, L. 1235-11 and L. 1235-16 of the Labour Code, the determination of the indemnity payable by the employer does not take into account, pursuant to articl…
The Autorité de contrôle prudentiel et de résolution may require Class 2 investment firms and the firms referred to in Article 46(2) of Regulation (EU) 2019/2033 to publish, more than once a year, wit…
…tfolio management companies shall make available to their subscribers and to the public a document setting out their policy on the inclusion in their investment strategy of environmental, social and g…
…ctors, the supervisory board or any other body exercising equivalent supervisory functions. The competence of the members of the Board of Directors, the Supervisory Board or any other body exercising…
…rt, the following information, included in the scope of consolidation defined in Articles L. 233-16 et seq. 233-16 et seq. of the French Commercial Code, for each country or territory: 1° Name of bran…
…intaining, on an ongoing basis, the amount, type and distribution of internal capital and liquid assets which they consider appropriate to cover the nature and level of risks which they may impose on…
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