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Showing 1111–1120 of 8285 articles for “Art. 9 juill. 2003”
…erly trading and any conduct potentially indicative of conduct prohibited under Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse or any system…
Any multilateral trading facility of another Member State of the European Union or of another State party to the Agreement on the European Economic Area that operates without requiring the actual pres…
In the event of the opening of safeguard, receivership or liquidation proceedings referred to in Book VI of the Commercial Code or any equivalent proceedings opened under foreign law against a member…
Any organised trading system in another Member State of the European Union or party to the Agreement on the European Economic Area that operates without requiring the actual presence of natural person…
Credit institutions are authorised as banks, mutual or cooperative banks, specialised credit institutions, credit and investment institutions or municipal credit funds.Banks may carry out all banking…
Where the credit institutions and finance companies referred to in Article L. 511-89 are part of a group subject to supervision by the Autorité de contrôle prudentiel et de résolution on a consolidate…
…ed to in I of Article L. 511-10, the risk committee or the mechanism referred to in Article L. 511-89 communicates to the body of the credit institution to which the branch belongs, which exercises su…
The Appointments Committee provided for in Article L. 511-89 shall identify and recommend to the Board of Directors, the Supervisory Board or any other body exercising equivalent supervisory functions…
The members of the Risk Committee have the knowledge, skills and expertise to understand and monitor the credit institution's or finance company's strategy and risk appetite.
Without prejudice to the remit of the remuneration committee referred to in Article L. 511-102, the risk committee shall examine whether the incentives provided for in the remuneration policy and prac…
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