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Showing 1531–1540 of 59300 articles for “Art. 9° and 10°”
Amendments to the terms of the registration decision and the registration dossier are submitted and examined under the conditions laid down in Chapters I and IIa of Commission Regulation (EC) No 1234/…
…abilities side of the balance sheet by the special reserve referred to in II of article L. 421-10-1 and the technical provisions relating to compensation for these losses. The assets side of the balan…
…s, within the meaning of 1.1 of Article 2 of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on c…
The provisions of this sub-section set out the accounting and financial terms and conditions for mandates entrusted pursuant to Article L. 1611-7-2.
…tate the reasons on which they are based. They are notified to the applicant or registration holder and state the appeal procedures and deadlines applicable. Such decisions may only be taken after the…
…2 of the French Criminal Code, for the offences defined in articles L. 163-2 to L. 163-4, L. 163-7 and L. 163-10 shall incur, in addition to the fine set out in article 131-38 of the French Criminal…
…ccordance with Article 315 or Article 317 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013. In order to carry out the activity of UCITS custodian, the entit…
…s out the instructions of the SICAV or the UCITS management company;3° The reuse benefits the UCITS and is in the interests of the unitholders or shareholders;4° The transaction is covered by a high q…
…f interest between the UCITS, the unit-holders or shareholders of the UCITS, the management company and the depositary itself, unless the depositary has functionally and hierarchically separated the p…
…or shareholders in connection with the subscription of units or shares of UCITS have been received and that all cash has been accounted for;2° Generally ensures that the Fund's cash flows are properl…
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