Article R532-11
…of an application for authorisation, the AMF will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. The AMF may…
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Showing 8501–8510 of 18354 articles for “Art. CJEU – L'Oréal v eBay – C-324/09”
…of an application for authorisation, the AMF will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. The AMF may…
Where it is authorised to provide one or more investment services, the portfolio management company shall, for the provision of such services, comply with the provisions of this Title applicable to po…
…rawn up by the Autorité des marchés financiers.This standard file includes the information to be provided for the application of the authorisation procedure provided for inArticle L. 532-9 and, where…
…of an insurance company, reinsurance company, credit institution, portfolio management company or investment firm authorised in a Member State of the European Union or in another State party to the Ag…
…'s silence on applications for professional certification from bodies that organise examinations to verify the professional knowledge of individuals placed under the authority of or acting on behalf o…
…for doing so based solely on the criteria set out in Article R. 532-15-1, or if the information provided by the proposed acquirer pursuant to Article R. 532-15-2 is incomplete.
The provisions of Articles R. 533-1, R. 612-34, R. 612-36 to R. 612-50 and R. 613-10 to R. 613-23 also apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudenti…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
…ard file.The AMF may extend this period by up to a further three months if it deems it necessary in view of the particular circumstances of the case and after notifying the applicant.
Subject to the provisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation…
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