Article L533-2-3
…on shall assess and monitor, taking into account the size, risk profile and business model of the investment firm, the systems, strategies and procedures implemented by Class 2 investment firms to com…
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Showing 9681–9690 of 18354 articles for “Art. CJEU – L'Oréal v eBay – C-324/09”
…on shall assess and monitor, taking into account the size, risk profile and business model of the investment firm, the systems, strategies and procedures implemented by Class 2 investment firms to com…
Investment services providers other than portfolio management companies shall notify the Autorité de contrôle prudentiel et de résolution of significant intra-group transactions in accordance with the…
I.-The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to take, at an early stage, any measures necessary to address any of the following issues: 1° T…
…ble to one year's imprisonment and a fine of €15,000 for failing to make this declaration or for providing inaccurate information to the Autorité des marchés financiers. Any person acting either on hi…
It is punishable by six months' imprisonment and a fine of €7,500 for any person providing services on digital assets within the meaning of Article L. 54-10-2, to disseminate information containing in…
The penalties provided for in Article L. 571-4 shall apply to any person acting either on its own behalf or on behalf of a legal entity and practising as a provider of the services referred to in 1° t…
The provisions of article L. 571-2 are applicable to proceedings relating to offences under articles L. 572-23 and L. 572-24.
In undertakings with several establishment social and economic committees, the operating budget of the central social and economic committee is determined by agreement between the central committee an…
…n the limits laid down in article L. 2145-11, to an economic training course lasting a maximum of five days. The cost of the training is covered by the social and economic committee. This training may…
…al regulations may not contain clauses imposing on it obligations which do not result from legal provisions. This agreement constitutes a unilateral undertaking by the employer, which may be terminate…
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