Article L533-33
Systematic internalisers shall make available to the public at least once a year, free of charge, data relating to the quality of execution of transactions executed within them. These periodic reports…
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Showing 2121–2130 of 51736 articles for “Art. L 227-3”
Systematic internalisers shall make available to the public at least once a year, free of charge, data relating to the quality of execution of transactions executed within them. These periodic reports…
A voting advisory service is provided by a legal person who analyses, on a professional and commercial basis, corporate documents or any other information concerning companies whose shares are admitte…
A public offer of tokens consists of offering to the public, in any form whatsoever, to subscribe to these tokens. A public offer of tokens does not include an offer of tokens open to subscription by…
Where the project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal…
A systematic internaliser is an investment services provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by execu…
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
All financial investment advisers must be able to provide evidence at all times of the existence of an insurance policy covering them against the financial consequences of their professional civil lia…
The Minister responsible for the economy may decide, for a renewable period of six months, to freeze funds and economic resources:1° Belonging to, owned, held or controlled by natural or legal persons…
I. - The National Enforcement Committee is made up of a member of the Conseil d'Etat as chairman, appointed by the vice-chairman of the Conseil d'Etat, a member of the Cour de cassation, appointed by…
The Autorité de contrôle prudentiel et de résolution may give formal notice to any person subject to its supervision to take, within a specified period, any measures intended to bring it into complian…
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