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Showing 731–740 of 39622 articles for “Art. L. 144-9”
The provisions of this chapter do not apply to funds managed exclusively for the purposes of hygiene or assistance and comprising only revenue in mitigation of expenditure..
I. - The operator of a trading venue shall establish and maintain arrangements and procedures, including the necessary resources, to monitor on a regular basis the compliance of its members with the r…
Any multilateral trading facility of another Member State of the European Union or of another State party to the Agreement on the European Economic Area that operates without requiring the actual pres…
In the event of the opening of safeguard, receivership or liquidation proceedings referred to in Book VI of the Commercial Code or any equivalent proceedings opened under foreign law against a member…
Any organised trading system in another Member State of the European Union or party to the Agreement on the European Economic Area that operates without requiring the actual presence of natural person…
Credit institutions are authorised as banks, mutual or cooperative banks, specialised credit institutions, credit and investment institutions or municipal credit funds.Banks may carry out all banking…
The members of the Risk Committee have the knowledge, skills and expertise to understand and monitor the credit institution's or finance company's strategy and risk appetite.
Without prejudice to other provisions applicable in this area, the Appointments Committee shall set a target for the balanced representation of women and men on the Board of Directors, the Supervisory…
The Fédération nationale des caisses d'épargne et de prévoyance is constituted in accordance with the provisions of the law of 1 July 1901 relating to the contract of association. It brings together a…
Payment service providers shall put in place procedures providing for appropriate mitigation measures and control mechanisms to manage the operational and security risks associated with the payment se…
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