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Showing 2171–2180 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
The penalties applicable to breaches of the obligation to disclose significant shareholdings are set out in 1° and 2° of I and III of article L. 247-1 and in article L. 247-2 of the French Commercial…
…m may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on the organised trading system on an independ…
Gold may be held, transported and traded freely in France.
…administer or be a member of a collegiate supervisory body of an organisation mentioned in Articles L. 213-8, L. 511-1, L. 517-1, L. 517-4, L. 522-1, L. 526-1, L. 531-1, L. 542-1, L. 543-1 and L. 549-…
…en in financial instruments shall take the form of a financial guarantee as provided for in Article L. 211-38 or any other form provided for in the operating rules.No creditor of a member of a clearin…
I. - The penalties provided for in A of I of Article L. 465-1 shall be punishable by the penalties provided for in A of I of Article L. 465-1 if a person in possession of inside information concerning…
…rading system shall clearly inform clients of their respective responsibilities with regard to the settlement of transactions executed on the system.
I. - The General Regulation of the Autorité des marchés financiers sets the conditions under which any natural person or legal entity who is a shareholder of a company whose registered office is locat…
…le 226-13 of the French Criminal Code for violating the professional secrecy established in Article L. 440-4 .
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
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