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Showing 151–160 of 61039 articles for “Art. L. 511-1”
…ctices of credit institutions and finance companies with regard to the persons mentioned in Article L. 511-71.
…to present the systems implemented to ensure compliance with the requirements laid down in Article L. 511-45, in this section and in the regulatory provisions adopted for their application.
…neration of all kinds paid during the previous financial year to the persons referred to in article L. 511-71.
…his guarantors and payable at the latter's domicile. In addition to the sums specified in articles L. 511-45 and L. 511-46, a brokerage fee and stamp duty on retirement. If the retirement is drawn by…
…ent function. Where the head of the risk management function is not a person referred to in Article L. 511-13, nor a deputy chief executive officer nor a member of the management board or any other bo…
The persons referred to in article L. 511-71 are prohibited from using individual hedging or insurance strategies with regard to remuneration or liability in order to limit the application of the prov…
…ng equivalent functions;2° Persons who effectively manage the company within the meaning of Article L. 511-13 and who are not mentioned in 1° ;3° All persons responsible for the procedures, systems an…
Credit institutions and finance companies other than those referred to in Article L. 511-89 may, with the authorisation of the Autorité de contrôle prudentiel et de résolution, entrust the tasks of th…
…t management functions. In the case of a branch of a credit institution referred to in I of Article L. 511-10, this prohibition means the exercise of effective management functions, within the meaning…
…the economic environment. In the case of a branch of a credit institution mentioned in I of Article L. 511-10, the persons mentioned in the second paragraph of Article L. 511-13 transmit to the body o…
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