Article R532-11
…will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. The AMF may ask the applicant for any additional informa…
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Showing 1471–1480 of 61869 articles for “Art. R. 512-39-1 et s.”
…will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. The AMF may ask the applicant for any additional informa…
…Title applicable to portfolio management companies and the provisions applicable to investment firms.
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 522-9, L. 522-11-1 and L. 522-11-2 within three months.
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 526-11 and L. 526-19 within three months.
…o management company, applicants must submit their application to the Autorité des marchés financiers.The application for authorisation must be accompanied by a file complying with the standard file d…
…Articles L. 532-18 and L. 532-18-1. It shall immediately inform the Autorité de contrôle prudentiel et de résolution.The Autorité des marchés financiers shall also receive notifications of freedom of…
…r than that in which the acquisition is contemplated;3° or an undertaking controlled by a person, whether natural or legal, who also controls an insurance undertaking, reinsurance undertaking, credit…
…n authorisation as an investment firm, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application drawn up in accordance with the conditions laid down in the Delegat…
…ublished in the single register referred to inArticle L. 546-1. The Autorité de contrôle prudentiel et de résolution informs the body referred to in I ofarticle L. 512-1 of the French Insurance Code s…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
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