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Showing 2241–2250 of 61869 articles for “Art. R. 512-39-1 et s.”
…list of the information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification provided for in I of Art…
Class 1 bis investment firms are subject to the provisions of articles R. 511-15 to R. 511-16-4.
…roposed acquisition only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-15-1, or if the information provided by the proposed acquirer pursuant to A…
…g information:1° The State in which it intends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intends to provide and identifying t…
…tal of an investment firm referred to in I of Article L. 531-6, the Autorité de contrôle prudentiel et de résolution shall assess the suitability of the proposed acquirer and the financial soundness o…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…erogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
…in which these are applied as part of the shareholder engagement policy, in particular at general meetings of companies held under the contract; 5° An assessment of the medium- and long-term performan…
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…quate access to the information and documents necessary to supervise and monitor management decisions.
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