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Showing 1301–1310 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
…rdance with Articles 1 to 8 of Article 11 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
The rules of the organised trading system shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of clients to the system, based on objective criteria. The operat…
…rson or legal entity who is a shareholder of a company whose registered office is located in France and whose shares are admitted to trading on a regulated market of a Member State of the European Uni…
For the purposes of this section, an issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or…
Subject to the provisions of Article 226-14 of the French Criminal Code, any manager, employee or agent of a clearing house is liable to the penalties provided for in Article 226-13 of the French Crim…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
The operator of the organised trading system shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its system. When a financial instrum…
…of a clearing house or any other event of default by that member, the clearing house may, ipso jure and without formality: 1° Transfer to another member deposits made with that member relating to posi…
…monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it establishes that the issuer o…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply if any of the persons referred to in the same Article L. 465-1 recommends that one or more transactions be carried out on the…
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