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Showing 1351–1360 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
…is located outside France, which are not subject to the obligations defined in Article L. 451-1-2, and whose securities referred to in I and II of that Article are admitted to trading only on a Frenc…
…ial Code is also provided when the issuer's registered office is outside the European Economic Area and falls within the cases referred to in II of Article L. 451-1-2 of this Code. In such cases, Arti…
…e Autorité des marchés financiers has served a statement of objections in respect of the same facts and the same person pursuant to Article L. 621-15.The Autorité des marchés financiers may not issue…
…organised trading system establishes the rules of the system. These transparent rules ensure a fair and orderly trading process and set objective criteria for the efficient execution of orders on the…
…secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and solvency of principals whose accounts they keep.
…s, within the meaning of 1.1 of Article 2 of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on c…
…ry referred to in 1° of I of Article L. 441-1, to whom all the powers of administration, management and representation of the legal entity shall be transferred. This appointment is made either at the…
…lse or misleading information about the situation or prospects of an issuer or about the supply, demand or price of a financial instrument or that sets or is likely to set the price of a financial ins…
Credit institutions and finance companies must have paid-up initial capital or a paid-up endowment, the minimum amount of which, between one million and five million euros depending on the authorisati…
When credit institutions having their head office abroad open offices for information, liaison or representation, the opening of these offices must be notified in advance to the Autorité de contrôle p…
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