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Showing 1851–1860 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
…s referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Autorité des m…
…provisions of the first paragraph of Article L. 532-18, the first paragraph of Article L. 532-18-1 and Articles L. 532-19 and L. 532-20 are applicable to management companies established in another M…
I.-The provisions of the first paragraph of article L. 532-18 and of the first paragraph of article L. 532-18-1 as well as the provisions of Section 2 of Chapter IV of Title I of Book II are applicabl…
…contact point in the European Union. All official correspondence between the competent authorities and the AIFM and between unitholders or shareholders established in the European Union of the AIF co…
In this section :1° "Third-country firm" means a firm which, if its head office or registered office were situated in a Member State of the European Union, would be either a credit institution providi…
…of directors, the supervisory board or any other body performing equivalent supervisory functions, and to the general meeting, and after ensuring that: 1° The conditions set out in II of Article L. 5…
…nge referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities and Markets Authority.
I.-A third-country firm establishes a branch in order to provide, in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, the investment services mentioned in A…
The provisions of this section shall not apply where investment or investment-related services are provided by a third-country firm at the sole initiative of the client.Without prejudice to intra-grou…
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