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Showing 1261–1270 of 55286 articles for “Art. s. 389 et 389-1”
…ité des marchés financiers shall inform the European Commission and the European Securities and Markets Authority without undue delay of any measure taken pursuant to the second paragraph of II of Art…
I.- In order to compare remuneration trends and practices, the Autorité de contrôle prudentiel et de résolution shall collect, under the conditions defined by order of the Minister responsible for the…
…financial products, in particular by producing and distributing publications, holding information meetings and participating in discussion forums.
…ed for in II to IV of article L. 511-52 apply within a credit institution or finance company that meets one of the following conditions:1° The balance sheet total, corporate or consolidated, exceeds f…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
…services provider is established, as well as any other address necessary for monitoring relations between the canvassed party and the provider. The direct seller shall also provide the person being c…
The database of direct marketers is maintained by the Banque de France on behalf of the authorities referred to in Article L. 341-7 . The procedures for managing the file and the relations between the…
…f Article L. 341-3, on whose behalf the direct seller carries out a banking or financial direct marketing activity;5° The nature of the transactions, services or supplies, as defined in 1° to 9° of Ar…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
I. - The threshold mentioned in the first paragraph of I of Article L. 511-47 is set on the basis of the book value of assets corresponding to trading activities in financial instruments at 7.5% of th…
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