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Showing 601–610 of 55286 articles for “Art. s. 389 et 389-1”
The competent judicial authorities hearing proceedings relating to offences involving companies whose securities are admitted to trading on a regulated market or offered to the public on a multilatera…
I.-Credit institutions are the undertakings defined in point 1 of paragraph 1 of Article 4 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013.II. - Finance co…
…European Union or party to the Agreement on the European Economic Area as it has over regulated markets under II of Article L. 422-1.
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
…No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories, and amending Directives 98/2…
…e companies must have paid-up initial capital or a paid-up endowment, the minimum amount of which, between one million and five million euros depending on the authorisation granted, is defined by orde…
…on, the opening of these offices must be notified in advance to the Autorité de contrôle prudentiel et de résolution. These offices may use the name or business name of the credit institution they rep…
…erred to in III of Article L. 511-15 or in the third paragraph of Article L. 511-15-1, on the date set by the Autorité de contrôle prudentiel et de résolution or by the European Central Bank. At the e…
…r in Articles L. 612-39 and L. 612-40 where, on a proposal from the Autorité de contrôle prudentiel et de résolution, the European Central Bank has ordered the total withdrawal of authorisation from a…
…ion is granted by the European Central Bank, on a proposal from the Autorité de contrôle prudentiel et de résolution. However, in the case of the branches referred to in the first paragraph, authorisa…
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