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Showing 821–830 of 55286 articles for “Art. s. 389 et 389-1”
…the information required by law or regulation. It verifies the information published by these issuers. To this end, it may require issuers, the persons that control them or are controlled by them and…
…hem is subject to sanctions imposed by the Enforcement Committee in accordance with the procedures set out in I, a and b of III and IIIa to V of article L. 621-15.
…ulatory provisions or professional rules designed to protect investors against insider dealing, market manipulation and unlawful disclosure of inside information mentioned in c and d of II of Article…
…of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with the competent a…
…entrusted with a mission similar to that entrusted in France to the Autorité de contrôle prudentiel et de résolution may only relate to compliance with standards of foreign law equivalent to those of…
I. - If the Autorité de contrôle prudentiel et de résolution, when appointed as coordinator, finds that the regulated entities of a financial conglomerate comply with the requirements referred to in A…
On-site inspections by the Autorité de contrôle prudentiel et de résolution may be extended to the legal entities referred to in Article L. 612-26 located in another Member State of the European Union…
The penalties provided for in Article 226-13 of the Criminal Code shall apply to any member, member of staff or agent of the Autorité des marchés financiers, as well as to any expert appointed to an A…
…or 215 of the Treaty on the Functioning of the European Union which are applicable to Saint-Pierre-et-Miquelon, New Caledonia, French Polynesia and the Wallis and Futuna Islands. Measures to freeze a…
…request information directly from investment services providers that are members of a regulated market and are not established in France. In such cases, it shall inform the competent authority of the…
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