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Showing 1221–1230 of 15236 articles for “Art. s. 496 et 504”
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
…f Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/EC of the European Parliament and…
I. - Legal entities declared to be criminally liable, under the conditions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code…
…es provided for in article L. 463-2 of the same code is sent to the Autorité de contrôle prudentiel et de résolution, which gives its opinion within two months. In the event that the Autorité de la co…
The obligations set out in Article L. 451-1-2 do not apply to the following issuers: 1° The States party to the Agreement on the European Economic Area and their local authorities; 2° The European Cen…
…or indirectly prejudicial to the collective interests of investors or certain categories of investors.These associations are :- approved associations, under conditions laid down by decree, after obtai…
…f Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/EC of the European Parliament and…
…cquire and hold equity interests after prior authorisation from the Autorité de contrôle prudentiel et de résolution, declaration or notification, as appropriate.
…or of an organised trading system shall take all measures necessary to comply with the prohibition set out in Article L. 420-2 for the execution of members' orders on the system, whether by committing…
…fer shall lapse automatically. The General Regulation of the Autorité des Marchés Financiers shall set out the conditions and cases of application of this I. II. - Where a bid referred to in section 2…
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