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Showing 1741–1750 of 15236 articles for “Art. s. 496 et 504”
Where the Autorité de contrôle prudentiel et de résolution or the Autorité des marchés financiers finds that an ISP with a branch in mainland France, Guadeloupe, French Guiana, Martinique, Reunion, Ma…
…quire the management company concerned to put an end to this irregular situation and inform the competent authorities of the management company's home state. If the management company concerned refuse…
…o the Autorité des marchés financiers in accordance with rules laid down by decree in the Conseil d'Etat.Unless the Autorité des marchés financiers has reason to doubt the adequacy of the administrati…
…ramme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditions under which the investment ser…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Autorité des marchés financiers, the Banque de France, the Institut d'émission…
…621-18-1, the persons mentioned in the previous paragraph are treated as investment service providers.
Where the Autorité de contrôle prudentiel et de résolution or the Autorité des marchés financiers has clear and demonstrable grounds for believing that an investment service provider operating under t…
…hich it has not established a branch, shall notify its plans to the Autorité de contrôle prudentiel et de résolution in accordance with rules laid down by decree.II.-In the case of investment firms, t…
…eration for the issue of electronic money is protected in accordance with the terms and conditions set out in Article L. 526-32. If this portion is variable or cannot be determined in advance, electro…
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