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Showing 2131–2140 of 15236 articles for “Art. s. 496 et 504”
…rawn up by the Minister, approve by decree the codes of conduct that they have drawn up for the marketing of financial instruments referred to in Article L. 211-1, banking transactions mentioned in ar…
The restricted formation of the supervisory board is composed of eight members: 1° The Governor of the Banque de France or the Deputy Governor appointed to represent him, Chairman ; 2° The Vice-Chairm…
The Secretary General of the Autorité de contrôle prudentiel et de résolution organises off-site and on-site inspections. The Autorité de contrôle prudentiel et de résolution shall carry out inspectio…
The Autorité de contrôle prudentiel et de résolution may require any person subject to its supervision to submit for its approval, within twelve months for Class 2 and Class 3 investment firms, a reco…
…ns under which direct or indirect shareholdings may be acquired, extended or sold in investment firms.
The Enforcement Committee has six members:1° Two members of the Conseil d'Etat, appointed by the Vice-President of the Conseil d'Etat, and one member of the Cour de cassation, appointed by the First P…
The Autorité de contrôle prudentiel et de résolution may give formal notice to any person subject to its supervision to take, within a specified period, any measures intended to bring it into complian…
…ticle L. 561-45-2 within the time limits laid down in that Article or provides inaccurate or incomplete information.
I.-The Autorité de contrôle prudentiel et de résolution is responsible for preserving the stability of the financial system and protecting the customers, policyholders, members and beneficiaries of th…
…f 2°, 4°, 9° and 10° of A of I of Article L. 612-2 shall notify the Autorité de contrôle prudentiel et de résolution of the appointment and reappointment of the managers referred to in Articles L. 511…
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