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Showing 2051–2060 of 16651 articles for “Art. -30 et -40”
…commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the facilitator, acts as an intermediary betwe…
…ts with all investment service providers other than portfolio management companies that apply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall…
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
…ers of the administrative, management and supervisory bodies, managers, employees and agents of market undertakings are bound by professional secrecy.
I. - With a view to recognition as a regulated market, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly t…
…he administration that established the infringement. Failure to comply with one of the obligations set out in I and IV of article L. 312-1-1, in I of article L. 314-13, as well as in IV of the same ar…
…as defined in article L. 341-1 to comply with the rules relating to the signing of the contract as set out in article L. 341-14; 4° Any person engaging in the activity of canvassing for banking or fin…
…ffer of financial securities or the admission of financial securities to trading on a regulated market shall be drafted in French or in another language customary in the sphere of finance in the cases…
I.-A trading venue is a regulated market within the meaning of Article L. 421-1, a multilateral trading facility within the meaning of Article L. 424-1 or an organised trading facility within the mean…
…6° Financial securities issued by credit institutions, investment firms and the Caisse des dépôts et consignations; 7° Negotiable debt securities issued by economic interest groupings and general pa…
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