Article R519-26
…is customer, including any potential customer, in writing or on another durable medium, any charges and, where applicable, the remuneration due to him. Where the banking transaction relates to a credi…
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Showing 9991–10000 of 68982 articles for “Art. 1° and 2°”
…is customer, including any potential customer, in writing or on another durable medium, any charges and, where applicable, the remuneration due to him. Where the banking transaction relates to a credi…
…ôle prudentiel et de résolution shall make the notification provided for in the second paragraph of 1° of I of Article L. 522-13 within one month. II -The Autorité de contrôle prudentiel et de résolut…
…natural person(s) defined in accordance with the provisions of article R. 561-1. II. - The managers and beneficial owners referred to in c of I of Article L. 524-3 shall provide evidence of their comp…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of Article L. 525-6 within three months.
The Autorité des marchés financiers and the authorities of the Member State of the European Union or party to the Agreement on the European Economic Area concerned shall be notified in advance of any…
…iary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
The amount specified in the first paragraph of article L. 526-19 is set at 5 million euros.
I. - Any portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, wishes for the first time to ma…
The additional rules provided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
…en authorised as an investment firm or credit institution providing one or more investment services and is applying for authorisation to provide custody account keeping or clearing of financial instru…
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