Article L573-1
I.-It is an offence punishable by three years' imprisonment and a fine of €375,000 for any natural person to provide investment services to third parties as a regular occupation without having been au…
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Showing 10661–10670 of 12160 articles for “Art. 1° and 2°”
I.-It is an offence punishable by three years' imprisonment and a fine of €375,000 for any natural person to provide investment services to third parties as a regular occupation without having been au…
I. - The National Sanctions Committee may impose one of the following administrative sanctions: 1° A warning ; 2° a reprimand 3° A temporary ban on exercising the activity or exercising managerial res…
The following are required to apply without delay the freezing measures and prohibitions on making available or using the assets provided for in this chapter and in Articles L. 712-4 and L. 712-10 and…
For the purposes of this Chapter, the following definitions shall apply 1° "Act of terrorism": the acts defined in Article 1(4) of Council Regulation (EU) No 2580/2001 of 27 December 2001 on specific…
The Minister for the Economy and the Minister for the Interior may jointly authorise the release and making available of part of the funds or economic resources subject to a freezing order pursuant to…
…ister responsible for the economy may decide, for a renewable period of six months, to freeze funds and economic resources:1° Belonging to, owned, held or controlled by natural or legal persons, or an…
…t shall deal with breaches detected during inspections carried out pursuant to Article L. 561-36-2: 1° By the Minister for the Economy or the Minister for the Budget for the persons mentioned in 8° of…
…f the offences mentioned in article L. 573-9 are also liable to the following additional penalties: 1° Disqualification from civic, civil and family rights, in accordance with the provisions of articl…
…the offences mentioned in article L. 573-15 are also liable to the following additional penalties: 1° Disqualification from civic, civil and family rights, in accordance with the provisions of articl…
…ersons referred to in Article L. 561-2 shall apply additional customer due diligence measures, over and above the measures provided for in Articles L. 561-5 and L. 561-5-1, when :1° The customer, wher…
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