Article L421-7
Within a market undertaking, the following persons shall be of sufficiently good repute and possess the knowledge, skills and experience necessary for the performance of their duties: 1° Members of th…
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Showing 10831–10840 of 12160 articles for “Art. 1° and 2°”
Within a market undertaking, the following persons shall be of sufficiently good repute and possess the knowledge, skills and experience necessary for the performance of their duties: 1° Members of th…
Notwithstanding the provisions of Article L. 411-1, a public offer of the following financial securities is authorised: 1° Financial securities issued by a State ; 2° Financial securities guaranteed b…
…ovided in a prospectus drawn up by the issuer pursuant to Regulation (EU) 2017/1129 of 14 June 2017 and in any supplement thereto lies with the issuer.Responsibility for the information provided in th…
The following offences are punishable by six months' imprisonment and a fine of €7,500 1° Any person who engages in the activity of canvassing for banking or financial services as defined in article L…
I.- Market undertakings of significant importance due to their size and internal organisation, as well as the nature, scale and complexity of their activities, shall set up an appointments committee c…
I. - The operator of a trading venue shall put in place effective systems, procedures and mechanisms to ensure that its trading systems are resilient, have sufficient capacity to handle high volumes o…
…de résolution may withdraw the authorisation referred to in Article L. 318-1 in the following cases:1° If one or more of the conditions set out in article L. 318-2 are no longer met ;2° If the credit…
…e special rules applicable to the marketing of certain products, the following may not be marketed: 1° Products for which the maximum risk is not known at the time of subscription or for which the ris…
I. - A payment account is an account held in the name of one or more persons and used to carry out payment transactions.II. - The following are payment services1° Services enabling cash to be paid int…
…ty of banking or financial canvassing, within the limits of the specific provisions governing them: 1° Credit institutions or finance companies as defined in article L. 511-1, the bodies mentioned in…
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