Article R511-2-1
…in accordance with Article L. 515-1, a company submits the same application to obtain, on the one hand, authorisation as a finance company and, on the other hand, one of the authorisations provided f…
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Showing 5071–5080 of 68982 articles for “Art. 1° and 2°”
…in accordance with Article L. 515-1, a company submits the same application to obtain, on the one hand, authorisation as a finance company and, on the other hand, one of the authorisations provided f…
Within credit institutions and finance companies, the members of the Board of Directors or the Supervisory Board, on the one hand, and the members of the Management Board or any other body exercising…
…tion nationale des Banques populaires in conjunction with the central body of the Caisses d'épargne and Banques populaires is taken into account in the application of the provisions of articles L. 612…
…ed to in Article L. 519-1-1, he shall gather the information he needs about his customer's personal and financial situation, preferences and objectives in order to be able to recommend appropriate con…
…information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification provided for in I of Article L. 532-…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…ther body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monitor management decisions.
…urse may also take into account the failure to comply with the requirements relating to good repute and competence applicable to the person concerned.
For the purposes of II of Article L. 533-15, the following conditions must be met:1° The client has agreed to receive the suitability statement without undue delay after the conclusion of the transact…
For the application of Articles L. 561-7, L. 561-20, 3° of Article R. 561-5-2, 2° of Article R. 561-5-3 and Article R. 561-9, the persons mentioned in Article L. 561-2 concerned shall assess the level…
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