Article L214-22-2
I. - Where the feeder UCITS and the master UCITS do not have the same depositary, the depositaries of each of these two bodies shall enter into an information exchange agreement in order to ensure the…
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Showing 7691–7700 of 68982 articles for “Art. 1° and 2°”
I. - Where the feeder UCITS and the master UCITS do not have the same depositary, the depositaries of each of these two bodies shall enter into an information exchange agreement in order to ensure the…
…es, each of which relates to all or part of the remuneration due in respect of the investment costs and financing costs referred to in the same Articles L. 313-29-1 or L. 513-14, the total commitment…
I. - A portfolio management company with its registered office in mainland France, the French overseas departments, the Department of Mayotte and Saint-Martin wishing to manage a UCITS established in…
…a management company referred to in Article L. 532-20-1 with a branch or providing services in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte, Saint-Barthélemy and Saint-M…
…d of directors, the supervisory board or any other body exercising equivalent supervisory functions and the persons referred to in Article L. 532-2(4) must devote sufficient time to carrying out the d…
Class 2 investment firms shall have in place sound, effective and comprehensive arrangements, strategies and processes for assessing and maintaining, on an ongoing basis, the amount, type and distribu…
Sub-sections 2, 3 and 4 of this section do not apply to class 3 investment firms. Where a class 2 investment firm finds that it qualifies as a class 3 investment firm, subsections 2, 3 and 4 cease to…
When the department referred to in Article L. 561-23 receives a report made in accordance with Article L. 561-15 that concerns another Member State of the European Union, it shall forward this report…
For the purposes of this chapter, the beneficial owner is the natural person(s): 1° who ultimately controls, directly or indirectly, the customer ; 2° or for whom a transaction is executed or an activ…
…conomic Area responsible for the supervision of subsidiaries or branches of significant importance, and those responsible for the supervision of the subsidiaries of a group of investment firms headed…
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