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Showing 4941–4950 of 63920 articles for “Art. 1° et 2°”
A decree of the Conseil d'Etat shall determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers ve…
…1 but without being able to claim the benefit of the provisions of Articles L. 532-16 to L. 532-27: 1° a) The French State, the Caisse de la dette publique and the Caisse d'amortissement de la dette s…
…hich it has not established a branch, shall notify its plans to the Autorité de contrôle prudentiel et de résolution in accordance with rules laid down by decree.II.-In the case of investment firms, t…
The persons referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Auto…
Investment firms shall have: 1° Sound governance arrangements including, in particular, a clear organisation ensuring a well-defined, transparent and consistent division of responsibilities, effective…
…ciently good repute and have the knowledge, skills and experience required to perform their duties: 1° Members of the Board of Directors, the Supervisory Board and the Management Board, the Chief Exec…
Portfolio management companies are prohibited from receiving deposits of funds, securities or gold from their clients.
…t strategy. Each year, they publish a report on the implementation of this policy. The content and methods of publication of this policy and its report are set by decree in the Conseil d'Etat. The per…
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
…other than portfolio management companies which design financial instruments for sale to clients : 1° Maintain, apply and review a validation process for each financial instrument and for significant…
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