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Showing 12531–12540 of 14204 articles for “Art. 1°”
…its activities, the persons referred to in I may not simultaneously hold, within any legal person: 1° More than one mandate for one of the functions mentioned in 1° of IV and two mandates for one of…
…n accordance with Article 43(1) of Regulation (EU) 2019/2033 is in one of the following situations: 1° The investment firm is exposed to a liquidity risk or to elements of liquidity risk which are not…
…utorité des marchés financiers may, at the request of the European Securities and Markets Authority:1° Prohibit the marketing, in the European Union, of units or shares of AIFs managed by managers est…
…Authority without delay. The AMF shall provide the following information to support its assessment: 1° A list of the provisions of this section with which the AIFM cannot comply ; 2° A demonstration,…
…required to comply with that provision if it can demonstrate that the following conditions are met: 1° Compliance with this provision cannot be combined with compliance with a provision of the law und…
…in Article L. 321-1 and, where applicable, the related services mentioned in Article L. 321-2, to : 1° Non-professional clients ; 2° Clients who have asked to be treated as professional clients; 3° Pr…
…y performing equivalent supervisory functions, and to the general meeting, and after ensuring that: 1° The conditions set out in II of Article L. 532-48 are met; 2° The branch is able to comply with t…
In this section :1° "Third-country firm" means a firm which, if its head office or registered office were situated in a Member State of the European Union, would be either a credit institution providi…
…te the transactions listed below, provided that this information is necessary for such transactions:1° Credit transactions carried out, directly or indirectly, by one or more investment firms or one o…
I. - Portfolio management companies are legal entities which manage one or more : 1° UCITS ; 2° FIA ; 3° UCITS governed by foreign law and approved in accordance with Directive 2009/65/EC of the Europ…
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