Article R519-22-1
…ed to in Article L. 519-1-1, he shall gather the information he needs about his customer's personal and financial situation, preferences and objectives in order to be able to recommend appropriate con…
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Showing 2271–2280 of 69908 articles for “Art. 1-3° and 2-2°”
…ed to in Article L. 519-1-1, he shall gather the information he needs about his customer's personal and financial situation, preferences and objectives in order to be able to recommend appropriate con…
…information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification provided for in I of Article L. 532-…
The minimum capital of the payment institutions referred to in article L. 522-11-1 is set at 40,000 euros.
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
…nformation to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Article L. 54-10-3, documents relating to the good repute of these persons, in particular…
…ruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
…urse may also take into account the failure to comply with the requirements relating to good repute and competence applicable to the person concerned.
…ient the option of delaying the transaction so that it can receive the suitability statement beforehand.For the purposes of the last paragraph of Article L. 533-15, professional clients wishing to ben…
…the application of Articles L. 561-7, L. 561-20, 3° of Article R. 561-5-2, 2° of Article R. 561-5-3 and Article R. 561-9, the persons mentioned in Article L. 561-2 concerned shall assess the level of…
…ferred to in the third paragraph of Article L. 561-13 is set at €2,000 per session for gaming clubs and €2,000 per transaction for other groups and companies organising games of money and chance and s…
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