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Showing 7041–7050 of 59015 articles for “Art. 10 and 11”
…n financial instruments shall take the form of a financial guarantee as provided for in Article L. 211-38 or any other form provided for in the operating rules.No creditor of a member of a clearing ho…
…ing where it is part of a market sounding carried out in accordance with Articles 1 to 8 of Article 11 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on…
The rules of the organised trading system shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of clients to the system, based on objective criteria. The operat…
…rson or legal entity who is a shareholder of a company whose registered office is located in France and whose shares are admitted to trading on a regulated market of a Member State of the European Uni…
For the purposes of this section, an issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or…
Subject to the provisions of Article 226-14 of the French Criminal Code, any manager, employee or agent of a clearing house is liable to the penalties provided for in Article 226-13 of the French Crim…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
…ial instruments may be traded on its system. When a financial instrument referred to in Article L. 211-1 II.2, admitted to trading on a regulated market, is also traded on an organised trading system…
…of a clearing house or any other event of default by that member, the clearing house may, ipso jure and without formality: 1° Transfer to another member deposits made with that member relating to posi…
…monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it establishes that the issuer o…
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