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Showing 7661–7670 of 59015 articles for “Art. 10 and 11”
…ders that use the services of tied agents shall ensure that the latter have the general, commercial and professional knowledge and skills required to provide investment or related services and to comm…
…y means of a separate application. The latter shall be processed in accordance with paragraphs 4 to 11 of Article 12 of Regulation (EU) 2020/1503 of 7 October 2020 as specified in Article L. 547-1.
…termediation consists of bringing together, by means of a website, the promoters of a given project and the persons financing that project under the following conditions: 1° Legal entities and, when a…
…he public with all relevant information about the proposed transaction, the person who initiated it and the manager. Where the customer or potential customer has not received the disclosure document p…
…d of directors, the supervisory board or any other body exercising equivalent supervisory functions and, where applicable, the risk committee shall be provided with full information on the situation o…
…pervisory functions takes concerning remuneration, in particular those which have an impact on risk and risk management in the investment firm. III - The remuneration committee shall be composed of me…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
A voting advisory service is provided by a legal person who analyses, on a professional and commercial basis, corporate documents or any other information concerning companies whose shares are admitte…
The key investment information sheet referred to in paragraphs 2 and 3 of Article 23 of Regulation (EU) No 2020/1503 of 7 October 2020 shall be drawn up in French. However, under the conditions and wi…
Participative finance intermediaries as defined in Article L. 548-2 are registered in the single register mentioned in Article L. 546-1.
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