Article R519-27
…ided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
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Showing 4071–4080 of 56495 articles for “Art. 1079 and 1080”
…ided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
…nclusion of any banking transaction or the provision of any payment service or any preparatory work and advice, the intermediary shall inform the customer, including the potential customer: 1° The num…
…onal competence set out in article L. 519-3-3 , depending on the nature of the activity carried out and the products distributed, in accordance with the conditions set out in articles R. 519-8, R. 519…
The association shall carry out verifications of the evidence referred to in subsections 2 and 3 in accordance with an action plan proportionate to the number of its members and phased over time. This…
The association adopts written procedures for preventing and managing conflicts of interest. It shall inform the Autorité de contrôle prudentiel et de résolution and its members of any links of any ki…
The maximum amount of payment transactions referred to in the first paragraph of Article L. 522-11-1 is set at three million euros per month. This ceiling applies to the average total amount, over the…
The amount specified in article L. 525-5 is set at 150 euros.
The period of time after which the AMF's silence on applications for professional certification from bodies organising examinations to verify the professional knowledge of natural persons placed under…
…to carry on business;2° A programme of operations specifying in particular the investment services and related services that the company will provide in the host State and whether it plans to do so u…
Where, pursuant to I of Article L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agr…
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