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Showing 1211–1220 of 58613 articles for “Art. 11° and 12°”
…n from the depositary, on simple request, all information obtained in the performance of its duties and necessary for the performance of its tasks.If the AIF is authorised or registered with another a…
AIFs governed by this paragraph may be transformed without dissolution into a société de libre partenariat under the conditions defined by the AIF's articles of association or regulations. Existing un…
The provisions of article L. 214-24-28 shall apply to AIFs covered by this paragraph.
…finance companies shall provide companies applying for a loan or receiving a loan with their rating and an explanation of the factors that led to the rating decisions concerning them, when they so req…
Every quarter, the Banque de France publishes a document based on the volume of outstanding loans and new loans granted by credit institutions or finance companies to businesses, showing the share and…
…blishment of branches in States that are not parties to the Agreement on the European Economic Area and the acquisition of all or part of a significant line of business by a credit institution referre…
…any must be notified to the Autorité de contrôle prudentiel et de résolution.Pursuant to Articles 4 and 15 of Council Regulation (EU) No 1024/2013 of 15 October 2013, the acquisition or extension of d…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
…instruments available on the market, which must be sufficiently diversified in terms of their type and their issuers or suppliers to ensure that the client's investment objectives can be met appropri…
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