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Showing 461–470 of 64700 articles for “Art. 11° and R 211-4”
The custodian-account keeper safeguards the rights of account holders to the financial securities held in the account. It may only use these securities for its own account under the conditions set out…
No person may claim, for any reason whatsoever, a financial security whose ownership has been acquired in good faith by the holder of the securities account in which the securities are registered or b…
The provisions of article L. 211-24 are applicable to loans of financial securities that meet the following conditions: 1. The loan relates to financial securities; 2. The loan relates to financial se…
A repurchase agreement is a transaction whereby a legal entity, a unit trust, a real estate investment trust, a professional real estate investment trust, a specialised financing fund or a securitisat…
For each order to trade, sell or transfer a financial security registered in an account held by the issuer and admitted to trading by a central depository, or for any other change affecting the regist…
I. - Once the order has been executed, the buyer and seller of the financial instruments referred to in I of Article L. 211-1 are definitively committed, the former to pay and the latter to deliver, o…
The assignee's remuneration, in whatever form, constitutes income from a debt. For accounting purposes, it is treated as interest.When the term of the repurchase agreement covers the date of payment o…
I. - The provisions of this paragraph apply to 1° To financial obligations arising from transactions in financial instruments or in units mentioned in article L. 229-7 of the Environment Code, spot fo…
No creditor of the beneficiary other than the provider of the financial collateral referred to in Article L. 211-38 and provided as initial margin pursuant to Article 11 of Regulation (EU) No 648/2012…
Voluntary or forced public auctions of financial securities shall be conducted, if the securities are admitted to trading on a regulated market, by the investment services providers which are members…
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