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Showing 1021–1030 of 66606 articles for “Art. 1186 al. 2 and 3”
…dividual decisions of the Autorité des marchés financiers, other than those relating to the persons and entities referred to in II of Article L. 621-9, including the penalties imposed on them, shall b…
The association mentioned in 1° of article L. 621-31 is formed by the persons listed in the same 1°, in accordance with the law of 1st July 1901 relating to the contract of association. Only persons i…
The association referred to in Article L. 621-32 either takes action on its own initiative or is informed by the Autorité des marchés financiers of facts likely to constitute a breach by a member of t…
…ailing that, their legal representative, depending on the seriousness of the breach: 1° A warning ; 2° a reprimand 3° Compulsory insertion of a notice or press release in the publication concerned; 4°…
In accordance with the last paragraph of Article 20 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealin…
…ies. It submits this report to the Autorité des marchés financiers, which provides its observations and recommendations on the association's activities in its annual report.
…ution shall ensure, as part of the supplementary supervision : a) the coordination of the gathering and dissemination of all information relevant in the normal course of business as well as in emergen…
…r the application of the provisions of Books I to VI of this Code in Saint-Barthélemy, Saint-Martin and Saint-Pierre-et-Miquelon, subject to the adaptations in this Book :1° References to the provisio…
The Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers may only use information they receive that is covered by professional secrecy for the performance of their…
…or fails to comply with the temporary ban on professional activity ordered pursuant to article L. 621-13 shall be liable to two years' imprisonment and a fine of 300,000 euros. Any person who fails t…
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