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Showing 971–980 of 66606 articles for “Art. 1186 al. 2 and 3”
Participative finance intermediaries as defined in Article L. 548-2 are registered in the single register mentioned in Article L. 546-1.
A public offer of tokens consists of offering to the public, in any form whatsoever, to subscribe to these tokens. A public offer of tokens does not include an offer of tokens open to subscription by…
…project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal Code and…
…t functions within the investment firm. The branches of investment firms referred to in Article L. 532-48, where they are material in relation to their size, are required to provide evidence of the ex…
…ces provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by executing client orders without operating a multilate…
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
…surance is set by decree, depending on the legal form in which the advisory activity is carried out and the products and services likely to be advised.
It is forbidden for any person other than one of the persons mentioned in the first paragraph of I of Article L. 546-1 to use a name, a company name, an advertisement or, in general, expressions that…
…investment firms applies to categories of staff, in particular the persons mentioned in Article L. 533-25, risk-takers and any employee receiving total remuneration at least equal to the lowest remune…
In addition to the application of article L. 561-30-1 and article 40 of the Code of Criminal Procedure, the department is authorised to pass on information it holds to the judicial authorities and cri…
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