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Showing 1381–1390 of 58397 articles for “Art. 12 and 13”
In investment firms of significant importance in terms of their size and according to criteria relating to the level of remuneration of the individual, the payment of a portion at least equal to 40% o…
The conversion of eligible liabilities or additional tier 1 or tier 2 capital instruments into equity securities as referred to in Chapter II of Title I of Book II or into other forms of property is e…
At the request of a court hearing an action for damages, the Autorité des marchés financiers may transmit to the court any investigation or inspection reports in its possession, the production of whic…
Notwithstanding the provisions of Law no. 68-678 of 26 July 1968 relating to the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or…
…whose disposal would not be in the interests of the shareholders pursuant to Article L. 214-24-33, and the new SICAV have the same portfolio management company, the same custodian and the same audito…
…ay be defined differently for each member company. The payment terms mentioned in article L. 224-25 and the charges levied on the plan may be different for each member company. When the setting up of…
…ic legislative provisions, the publicity of acts relating to the Caisse des dépôts et consignations and its staff, when it is made compulsory by a legislative or regulatory provision, is ensured on th…
The total assets of the AIFs mentioned in IV and VI of Article L. 532-9:1° Do not exceed the threshold of 100 million euros, including assets acquired through the use of leverage; or2° Does not exceed…
Clients referred to in Article D. 533-12 may waive the protection afforded by the rules of conduct only in accordance with the following procedure: 1° The client shall notify the investment service pr…
…nsistent with the knowledge of this business relationship updated in accordance with Article R. 561-12. In particular, these measures must make it possible to ensure that the transactions carried out…
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