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Showing 4401–4410 of 8951 articles for “Art. 13 March 2001”
I. - The operator of a trading venue shall implement quotation step regimes for shares, representative certificates, listed funds, preferential certificates and other similar financial instruments, as…
…ial instrument.II. - The manager of a trading platform shall immediately report to the Autorité des marchés financiers any significant breach of the rules of the platform, any trading condition likely…
…necessary to implement a measure taken pursuant to sub-section 9 of this section, I of Article L. 613-55, 1° of I of Article L. 613-55-4, I of Article L. 613-56 and Article L. 613-56-1, including: 1°…
…natural or legal persons, the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall cooperate with the European Securities and Markets Authority, established b…
The following constitutes a breach subject to a financial penalty: 1° Failure by a marketing authorisation holder or a pharmaceutical company exploiting a medicinal product to constitute the safety st…
…untry, in a Member State of the European Union other than France, shall first send the Autorité des marchés financiers a notification file for each AIF concerned.II. - When units or shares of a feeder…
…arket maker shall provide the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers with the indicators on a regular basis.For the activities referred to in 2°, the…
Under the conditions laid down by the General Regulations of the Autorité des marchés financiers, the buildings, real rights and rights held as lessee relating to leasing contracts concerning such pro…
…ce fund. The split is decided by the management company. This split is declared to the Autorité des marchés financiers without delay. Each investor receives a number of units and, where applicable, de…
…ions laid down by decree, after obtaining the opinion of the public prosecutor and the Autorité des marchés financiers, where they have been in existence for six months and, during that same period, h…
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