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Showing 1371–1380 of 66903 articles for “Art. 132-1 and 132-20”
…s, the Management Board or the company's senior managers, when exceptional circumstances so require and if the interests of investors or the public so dictate, in accordance with the conditions laid d…
…lissements de crédit et des entreprises d'investissement (French Association of Credit Institutions and Investment Firms), referred to in Article L. 511-29, adopts a charter for banking inclusion and…
…acting for professional purposes, on the use that these individuals make of these banking services and on the initiatives taken by credit institutions in this area. This observatory is also responsib…
…ers other than portfolio management companies that design financial instruments for sale to clients and investment service providers that offer, recommend or market financial instruments are not subje…
…provision of execution services or research services or materials, the investment service provider and the research provider enter into an agreement specifying the portion, attributable to the resear…
…a of article L. 511-6 may be granted when the lending company or a member of its group, on the one hand, and the borrowing company or a member of its group, on the other hand, are economically linked…
…ation referred to in the first paragraph of III ofArticle L. 621-13-6 shall include all the details and information relating to the measure taken pursuant to I or II of the same article, in particular…
The Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall communicate, on their own initiative, to the competent authorities of another Member State of the Eur…
Titles I, II and III of this Book, with the exception of Articles L. 112-7, L. 112-8, L. 112-10, L. 113-15-2, L. 122-7, L. 125-1 to L. 125-6, L. 132-30 and L. 132-31, are applicable in the Wallis and…
…mitted by any party to the acts concerned, in accordance with the procedure mentioned in Article R. 132-12. They must be accompanied by all supporting documents..
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