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Showing 1791–1800 of 56498 articles for “Art. 1359 and 1366”
…rticle L. 54-10-2. Any person who is not registered as a provider of the services referred to in 1° and 4° above is prohibited from using a name, company name, advertising or any other process that gi…
…it may order that any communication concerning the offer referring to its approval be discontinued and withdraw its approval under the conditions specified in its General Regulations, either definiti…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…ces provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by executing client orders without operating a multilate…
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
I. - Banking and payment services intermediaries as defined in article L. 519-1, financial investment advisors as defined in article L. 541-1, tied agents as defined in article L. 545-1 and equity fin…
I. - Participative finance intermediaries must be able to provide evidence at all times of an insurance policy covering them against the financial consequences of their professional civil liability in…
…which is set by the General Regulation of the Autorité des marchés financiers; 2° Adequate security and internal control arrangements; 3° A resilient and secure IT system; 4° A system for managing con…
The statutory auditor shall be appointed for a period of six financial years at the request of the manager by a court decision taken after obtaining the opinion of the Autorité des marchés financiers.…
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