Article L440-9
…of a clearing house or any other event of default by that member, the clearing house may, ipso jure and without formality: 1° Transfer to another member deposits made with that member relating to posi…
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Showing 1071–1080 of 56495 articles for “Art. 1380 and 1381”
…of a clearing house or any other event of default by that member, the clearing house may, ipso jure and without formality: 1° Transfer to another member deposits made with that member relating to posi…
…monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it establishes that the issuer o…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply if any of the persons referred to in the same Article L. 465-1 recommends that one or more transactions be carried out on the…
Credit institutions and finance companies may not habitually engage in any activity other than those mentioned in Articles L. 311-1, L. 311-2 and L. 511-2 or governed by the…
The credit institutions and finance companies mentioned in this chapter shall indicate in their annual report the amount and characteristics of the loans they finance or distribute as defined in III o…
…n the transactions concern : 1° Financial instruments referred to in 1°, products referred to in 2° and units referred to in 3° of Article L. 425-1; 2° Derivatives referred to in 4° of Article L. 425-…
During a takeover bid, the measures whose implementation is likely to cause the bid to fail and the restrictions on the transfer of shares and voting rights are governed by Articles L. 233-32 to L. 23…
…to the second paragraph of Article 18(6) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
…as investors, have suffered individual losses which have been caused by the act of the same person and which have a common origin, any association mentioned in article L. 452-1 may, if it has been ma…
…including estimates of actual or estimated prices, interest rates or other values, or survey data, and by reference to which the amount to be paid under a financial instrument or the value of a finan…
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