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Showing 1741–1750 of 56495 articles for “Art. 1380 and 1381”
…shall inform the association to which they belong of any change in the information concerning them and of any event which may have consequences for their membership as financial investment advisers.
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
…of European venture capital funds covered by Regulation (EU) No 345/2013 of the European Parliament and of the Council of 17 April 2013 on European venture capital funds and managers of European socia…
…ders that use the services of tied agents shall ensure that the latter have the general, commercial and professional knowledge and skills required to provide investment or related services and to comm…
A provider of equity crowdfunding services wishing to engage in the activity referred to in Article L. 547-4 shall submit an application to the Autorité des marchés financiers, either when applying fo…
…termediation consists of bringing together, by means of a website, the promoters of a given project and the persons financing that project under the following conditions: 1° Legal entities and, when a…
…he public with all relevant information about the proposed transaction, the person who initiated it and the manager. Where the customer or potential customer has not received the disclosure document p…
…d of directors, the supervisory board or any other body exercising equivalent supervisory functions and, where applicable, the risk committee shall be provided with full information on the situation o…
…pervisory functions takes concerning remuneration, in particular those which have an impact on risk and risk management in the investment firm. III - The remuneration committee shall be composed of me…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
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