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Showing 1751–1760 of 56604 articles for “Art. 1394 and 75”
…that : 1° The portfolio management company meets all the requirements laid down in the legislative and regulatory provisions applicable to portfolio management companies managing AIFs, with the excep…
Any member of a board of directors or, as the case may be, of a supervisory board and any person who, in any capacity whatsoever, participates in the direction or management of an electronic money ins…
…ntiel et de résolution in assessing the transactions referred to in the second paragraph. The terms and conditions of the procedures referred to in this I are specified by the decree provided for in A…
…vide, specifying the conditions under which it intends to provide the investment services concerned and indicating the type of transactions envisaged and its organisational structure. The credit insti…
Without prejudice to the provisions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in acco…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
…apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to in I of article L. 511-10; 3° Branche…
…all determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers vested in them by Articles L. 532-1…
…visions of Articles L. 532-16 to L. 532-27: 1° a) The French State, the Caisse de la dette publique and the Caisse d'amortissement de la dette sociale ;b) The Banque de France ;c) The Institut d'émiss…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
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