Article L621-9-3
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
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Showing 1381–1390 of 65175 articles for “Art. 1397 al. 9 and Art. 1341-2”
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
…egulations, laws, regulations or professional rules approved by the Autorité des marchés financiers and the nature of the breach.
The registered intermediary who is the beneficiary of a proxy mentioned in article D. 211-9-5 may transmit or issue shareholders' votes under his signature. The mandates and proxies referred to in art…
Without prejudice to Article R. 22-10-28 of the French Commercial Code, the right to attend General Meetings of undertakings for collective investment in the form of companies whose shares are admitte…
The registration referred to in 3 of article L. 211-4 may be made in the form of a collective account or in several individual accounts, each corresponding to an owner.
…uired, within ten business days of the request for identification made pursuant to article L. 211-5 and referred to inarticle L. 228-3 of the Commercial Code, to disclose the identity of the owners of…
…electronic registration system referred to in the second paragraph of Article L. 211-7 is designed and implemented in such a way as to guarantee the recording and integrity of registrations and to ma…
…stered intermediary referred to in Article L. 211-4 (3) may, under a general securities management mandate, transmit a shareholder's vote or proxy for a meeting of an undertaking for collective invest…
For the purposes of sub-paragraphs 2 and 3, where a general-purpose investment fund is made up of several sub-funds, each sub-fund is considered to be a separate general-purpose investment fund.
Any breach of the provisions of articles D. 214-80 to D. 214-80-8 is subject to the penalties provided for in the sixth paragraph of article 1763 C of the General Tax Code.
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