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Showing 3561–3570 of 65175 articles for “Art. 1397 al. 9 and Art. 1341-2”
…conomic Area responsible for the supervision of subsidiaries or branches of significant importance, and those responsible for the supervision of the subsidiaries of a group of investment firms headed…
…uthority within the meaning of Article 32 of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps.II.…
…e companies, investment firms, portfolio management companies, insurance companies, mutual insurers and provident institutions, as well as any other person it deems appropriate. To this end, these per…
…the fund is being liquidated in the interests of the unitholders or shareholders;2° Where the outstanding capital of an unmatured debt of the fund that may be sold is less than a percentage of the ma…
By way of derogation from I and II of article R. 214-32-29, corporate mutual funds may hold, without limitation, transferable securities issued by the company or by a company belonging to the same gro…
(1) A specialised financing vehicle may issue negotiable debt securities and bonds or debt securities issued under foreign law. (2) The vehicle's regulations or articles of association shall specify t…
The annual and half-yearly reports referred to in article L. 214-162-10 are made available at the company's registered office and are communicated by any means to the shareholders, respectively within…
…y by the securitisation undertaking, including through any third party entity. The following assets and transactions are excluded from the calculation of the 50% proportion referred to in Article D. 2…
When the Autorité de contrôle prudentiel et de résolution assesses the good repute of the persons mentioned in Article L. 511-51 in accordance with Articles L. 511-10 or R. 511-3-1, it consults the ce…
…to carry on business;2° A programme of operations specifying in particular the investment services and related services that the company will provide in the host State and whether it plans to do so u…
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