Article L531-2
…visions of Articles L. 532-16 to L. 532-27: 1° a) The French State, the Caisse de la dette publique and the Caisse d'amortissement de la dette sociale ;b) The Banque de France ;c) The Institut d'émiss…
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Showing 3871–3880 of 65175 articles for “Art. 1397 al. 9 and Art. 1341-2”
…visions of Articles L. 532-16 to L. 532-27: 1° a) The French State, the Caisse de la dette publique and the Caisse d'amortissement de la dette sociale ;b) The Banque de France ;c) The Institut d'émiss…
…vices provider other than a portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin and which is…
…s referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Autorité des m…
…e persons who effectively manage the business of the firm within the meaning of Article L. 532-2 .4 and the members of the board of directors, the supervisory board, the management board or any other…
…ce arrangements including, in particular, a clear organisation ensuring a well-defined, transparent and consistent division of responsibilities, effective procedures for identifying, managing, monitor…
I.-In an investment firm, the following persons must at all times be of sufficiently good repute and have the knowledge, skills and experience required to perform their duties: 1° Members of the Board…
Portfolio management companies are prohibited from receiving deposits of funds, securities or gold from their clients.
I.-The portfolio management companies mentioned in article L. 532-9, with the exception of those which exclusively manage FIAs covered by I of article L. 214-167, FIAs covered by IV of article L. 532-…
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
…io management companies which design financial instruments for sale to clients : 1° Maintain, apply and review a validation process for each financial instrument and for significant adaptations of exi…
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