Article L532-18-2
The provisions of Articles L. 533-1, L. 533-6, L. 533-9, L. 533-11 to L. 533-20, the first paragraph of Article L. 533-23, 2° and 4° of Article L. 533-24, 1° and 2° of Article L. 533-24-1, Articles L.…
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Showing 5791–5800 of 65175 articles for “Art. 1397 al. 9 and Art. 1341-2”
The provisions of Articles L. 533-1, L. 533-6, L. 533-9, L. 533-11 to L. 533-20, the first paragraph of Article L. 533-23, 2° and 4° of Article L. 533-24, 1° and 2° of Article L. 533-24-1, Articles L.…
I. - Any portfolio management company having its registered office in mainland France, the overseas departments, the department of Mayotte and Saint-Martin and authorised to manage a UCITS authorised…
…provisions of the first paragraph of Article L. 532-18, the first paragraph of Article L. 532-18-1 and Articles L. 532-19 and L. 532-20 are applicable to management companies established in another M…
I.-The provisions of the first paragraph of article L. 532-18 and of the first paragraph of article L. 532-18-1 as well as the provisions of Section 2 of Chapter IV of Title I of Book II are applicabl…
Without prejudice to the application of Section 8 of Chapter I of Title I of Book V, Articles II and III of Article L. 533-29 apply to credit institutions authorised to provide one or more of the inve…
…nt services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management companies referred to therein.
…the provisions of articles L. 511-41 to L. 511-50-1, with the exception of I of article L. 511-45, and are not subject to the provisions of article L. 533-4.
I.-Investment firms shall have robust strategies, policies, processes and systems in place to identify, measure, manage and monitor the following: 1° The significant causes and effects of risks to cli…
…ability risk policy, made public pursuant to Article 3 of the Regulation of the European Parliament and of the Council on the publication of sustainable investment and sustainability risk information…
I.-Investment firms and investment holding companies with a branch or subsidiary that is a financial institution within the meaning of Article 4(1), point 26 of Regulation (EU) No 575/2013 in a Member…
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