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Showing 5951–5960 of 65175 articles for “Art. 1397 al. 9 and Art. 1341-2”
I.-For the application of Article L. 518-15-2, the Supervisory Board of Caisse des dépôts et consignations is informed of the inspections carried out by the Autorité de contrôle prudentiel et de résol…
The intermediaries referred to in III of article R. 519-4 complete their level of knowledge and skills with twenty hours of professional training, the programme for which is defined by order of the Mi…
…articipative finance intermediaries, insurance companies in the context of their lending activities and management companies in the context of their AIF management activities referred to in Article L.…
…The members of the Supervisory Board referred to in 6° to 8° of article L. 518-4 of the Monetary and Financial Code receive fixed and variable fees for the performance of their duties, the terms of…
Where the intermediary provides an advisory service as referred to in Article L. 519-1-1, he shall gather the information he needs about his customer's personal and financial situation, preferences an…
…information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification provided for in I of Article L. 532-…
…ade in accordance with the conditions set out in Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on mark…
…ted regulation adopted pursuant to Article 12(8) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014.
The minimum capital of the payment institutions referred to in article L. 522-11-1 is set at 40,000 euros.
…ends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intends to provide and identifying the AIF it intends to manage;3° The organis…
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